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This paper is a study of substantive criminal liability for violating Section 10(b) of the Securities Exchange Act of 1934. Additionally, the paper focuses on Robert Vesco, who was implicated for securities fraud during the 1970s. The paper tracks the civil litigation brought against Vesco as it mirrors likely criminal prosecution against him.Further, the paper follows a firsthand account of Ralph Zurita, a US Marshal, tasked with capturing Vesco after Vesco fled the United States in the mid-1970s.