Download Free Rogue Brokers Book in PDF and EPUB Free Download. You can read online Rogue Brokers and write the review.

Rogue Brokers

United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance

Published: 1995

Total Pages: 236


Get eBook

Distributed to some depository libraries in microfiche.
This book will put you on a path to financial security. If you learn from the examples and follow the simple but important principles enumerated, you will not be guaranteed success, but you will have a better chance at it. There are many pitfalls and traps that await many investors, but with this book, you will learn to avoid a lot of them. If you're a lot like a lot of people, you are mystified and intimidated by Wall Street. This book will provide you with the knowledge you need to have con
A newsmaking exposé about why Canada's financial industry is a haven for fraud. Beneath the veneer of stability that saw Canada's banking sector through the financial crash of 2008, investigative reporter Bruce Livesey has uncovered a rampant failure of epidemic proportions. Though no large financial institution has recently gone bust in this country, white-collar criminals, scam artists, Ponzi schemers and organized crime, from the Hells Angels to the Russian mafia, know that Canada is the place in the Western world to rip off investors. And the fraudsters do so with little fear of being caught and punished. Thieves of Bay Street investigates Canada's biggest financial scandals of recent years. Readers will learn what banks do with investors' money and what happens when they lose it. They will meet the bogus investment gurus, the brokers who lose money with both reckless abandon and impunity, the bankers who squander money in toxic investments, the lawyers who protect them and the regulators who do nothing to keep them from doing it again. And most importantly, they'll meet the victims who are demanding that our vaunted banking sector finally come clean on its dirtiest secret.
The topic of investor protection has occupied investors, businesses, regulators, academics, and courts since the 1930s. The topic exploded in importance after the 2008 financial crisis and the Bernard Madoff Ponzi scheme of the same year. Investor protection scholarship now seeks to respond to developments such as the institutionalization of the markets, the democratization of finance, and the enhanced role of market professionals and other gatekeepers. Additionally, although the philosophy of full disclosure remains the guiding principle behind the securities laws, recent research has questioned the merits of a disclosure-based regime. In light of these trends, regulators try to strike the right balance between imposing a strict investor protection regime, on the one hand, and giving businesses the freedom to innovate new projects, market new services, and reduce costs, on the other. The Cambridge Handbook of Investor Protection brings together leading scholars to inform this debate and fill a gap left by these developments.

Protecting Consumers

United States. Congress. House. Committee on Financial Services. Subcommittee on Oversight and Investigations

Published: 2001

Total Pages: 208


Get eBook

Making Dollars with Pennies introduces the reader to the world of low-priced profitabel companies that have rewarded investors in both up and down stock markets.
Focusing on market microstructure, Harris (chief economist, U.S. Securities and Exchange Commission) introduces the practices and regulations governing stock trading markets. Writing to be understandable to the lay reader, he examines the structure of trading, puts forward an economic theory of trading, discusses speculative trading strategies, explores liquidity and volatility, and considers the evaluation of trader performance. Annotation (c)2003 Book News, Inc., Portland, OR (booknews.com).