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Excerpt from A Handbook of Stock Exchange Laws: Affecting Members, Their Customers, Brokers and Investors The present agitation for the compulsory incorporation of the Stock Exchange and the enactment of numerous laws having as their object the regulation of the business of stock brokerage as it is now conducted on the Stock Exchange in the City of New York has caused many inquiries to be made of the author of this book for some general statement of the law which could be used as a guide by stockbrokers in the pursuit of their occupation. In response to such inquiries, and to requests both from members of the Stock Exchange and from lawyers, this compilation has been made. It is not the purpose of the book to provide a complete and exhaustive treatise for lawyers. The book is intended to be serviceable to stockbrokers, as well as lawyers. For the brokers, it should provide a ready reference book which they may read understandingly, and from which they may obtain a fairly safe guide to their conduct in their ordinary affairs, without necessitating a long course of reading or study or a conference with a lawyer to determine their duty in simple matters. About the Publisher Forgotten Books publishes hundreds of thousands of rare and classic books. Find more at www.forgottenbooks.com This book is a reproduction of an important historical work. Forgotten Books uses state-of-the-art technology to digitally reconstruct the work, preserving the original format whilst repairing imperfections present in the aged copy. In rare cases, an imperfection in the original, such as a blemish or missing page, may be replicated in our edition. We do, however, repair the vast majority of imperfections successfully; any imperfections that remain are intentionally left to preserve the state of such historical works.
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