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SEC Reauthorization

United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance

Published: 1993

Total Pages: 96


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Distributed to some depository libraries in microfiche.
Explains how the self-regulatory system for U.S. securities firms works within three tiers of supervision. Drawing upon prior work on securities regulation in the areas of economics, law, and management, this book will greatly interest professionals in the securities industry.