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The maintenance of high ethical standards has never been more important for Scottish solicitors. The pressures of competition and consumer expectations have changed the way in which solicitors practise, and doubts about the best way to handle transactions arise more frequently. In a world of shifting values, the need to demonstrate honesty, competence and service of the highest quality remains constant. This well-established book has always been the first port of call for solicitors when ethical problems arise. A clear, simple and practical guide to good practice, the third edition retains the framework of the previous editions but includes much new material dealing with the changed commercial climate. All the major practice rules, in particular the Code of Conduct, the Accounts Rules 1995 and the Advertising and Promotion Rules 1995, are to be found in the appendices, together with material not readily found elsewhere such as the IBA International Code of Ethics. Previously a T & T Clarke publication.
This is the definitive source for those seeking guidance on the rulesconcerning solicitors practice, conduct and discipline in Scotland. It offers an examination of the rationalebehind the rules and their practical application. The authors explore thecentral features of ethical procedure and practice, placing this diverse yetdistinctive subject into context and providing a narrative explanation of theprocess involved.
Professional standards consultant Katie Jackson discusses the management of risks in law firms and leads you through the confident regulatory practice of solicitors. She provides guidance on the regulator's requirements for dealing with serious breaches of the rules of professional conduct, the relationship of breaches to the annual renewal of the practising certificate, and the imposition of conditions on solicitors. Through this guide you can: Understand the legislative framework sitting behind the Solicitors Regulation Authority's regulations Understand the various ways to set up and operate as a solicitor firm, and how to meet the expectations of the legislation governing these areas Identify and manage serious breaches, and understand the regulator's expectations Manage scenarios in which practising certificate or firm conditions may be imposed Understand the requirements for, and expectations of, the reporting accountant, and the recent history of changes to their reporting role Complete your annual CPD, through built in exercises to enable you to understand the judgements required when dealing with the regulator's Codes of Conduct Legal commentary is accompanied by a separate practical discussion of the management issues arising from the legislation, the possible solutions for implementation within firms, regulatory debates and an analysis of the possible gaps. The book covers strategic decision making for firms and the different regulatory and risk management outcomes of setting up a practice in different ways. This is an essential title for legal practitioners, reporting accountants, approved regulators, those thinking about working with freelance solicitors or employing solicitors, and those completing the LPC, GDL, SQE, or studying law and ethics.