Thomas Lee Hazen
Published: 2022
Total Pages: 0
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"Federal Securities Law (Fourth Edition) examines the statutory framework for the issues that federal judges are most likely to encounter in federal securities litigation. The monograph provides case-law analysis, as well as material about the registration process under the 1933 Act, secondary liability, exemptions for raising capital, Williams Act requirements, exempt transactions, and manipulation. Coverage includes broker-dealer obligations and the most recent litigation developments." -- page 4 of cover.